SEC v. ROSS
The Ninth Circuit Court of Appeals today released an opinion in SEC v. ROSS, No. 05-35541, an appeal in a civil action brought by the United States. The panel consisted of Dorothy W. Nelson, Andrew J. Kleinfeld, and Jay S. Bybee, Circuit Judges.
BYBEE, Circuit Judge:
Ernest Bustos and sixteen other Intervenor-Defendants (collectively, “Bustos”) appeal the district court’s order requiring them to disgorge commissions they received . . .
